Compliance Manager Duties & Responsibilities

The role and function of a Compliance Manager includes the following duties and responsibilities:

  • Manage and supervise control systems
  • Create a strategy for preventing violations of legal rules and internal policies guidelines
  • Evaluate the efficiency of controls
  • Identify risks or non-conformity issues
  • Desing, improve and implement productive and efficient company policies
  • Collaborate and maintain continuous communication with HR department
  • Improve current strategies if necessary
  • Revise procedures, reports etc. periodically
  • Supervise and oversee the work of colleagues
  • Identify compliance issues and necessary training
  • Create reports for senior management and external stakeholders

Note that this is not an exhaustive list of Compliance Manager duties and responsibilities. Job functions for specific Compliance Manager roles may vary, depending on the industry and type of employer.


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