Job Descriptions

Compliance Manager Job Description

What is the job description of a Compliance Manager? What are the duties and responsibilities of a Compliance Manager? What does a Compliance Manager do?

Job description of a Compliance Manager

Compliance Manager's job scope may vary depending on the company and industry. In general, they are responsible for conducting periodic internal reviews or company audits to ensure that the firm is compliant with laws, rules and regulations.

This Compliance Manager job description example includes the list of most important Compliance Manager duties and responsibilities as shown below. It can be modified to fit the specific Compliance Manager profile you're trying to fill as a recruiter or job seeker.

Compliance Manager Duties and Responsibilities

Compliance Manager job description should contain a variety of functions and roles including:

  • Manage and supervise control systems
  • Create a strategy for preventing violations of legal rules and internal policies guidelines
  • Evaluate the efficiency of controls
  • Identify risks or non-conformity issues
  • Desing, improve and implement productive and efficient company policies
  • Collaborate and maintain continuous communication with HR department
  • Improve current strategies if necessary
  • Revise procedures, reports etc. periodically
  • Supervise and oversee the work of colleagues
  • Identify compliance issues and necessary training
  • Create reports for senior management and external stakeholders

Compliance Manager Requirements / Skills / Qualifications

Compliance Manager job description should include these common skills and qualifications:

  • BA in law, finance, business administration or similar related field
  • Previous working experience as compliance manager for (x) years
  • Knowledge and understanding of the industry’s regulations and best practices
  • Strong interpersonal and communication skills
  • Critical-thinker and problem-solver
  • Hands-on experience with a variety of reporting operations and procedures 
  • Good organizational and time-management skills
  • Ability to multi-task

As a hiring manager, recruiting an ideal Compliance Manager starts with crafting a good job description. Use this Compliance Manager job description template to save yourself time and help you attract the most qualified candidates. Feel free to revise it to meet your specific needs.

Job seekers interviewing for the role of a Compliance Manager may also reference it in preparation for the interview.