Chief Compliance Officer at Morgan Capital Securities Limited

Morgan Capital Securities Limited is a full fledge Investment Banking, Securities Trading and Principal Investments Firm, with licenses from the Nigerian Securities & Exchange Commission and the Nigerian Stock Exchange.

We are recruiting to fill the position below:

Job Title: Chief Compliance Officer

Location: Ikoyi, Lagos
Employment Type: Full-time

Job Summary

• Employee will ensure that operations and business transactions follow all relevant legal and internal rules.
• He must be familiar with risk management and our industry’s standards. If you also have a sharp business acumen, we would like to meet you.

Job Description

• Daily reconciliation of trades (Call Over).
• Reconciliation of clients account.
• Report of Daily, Weekly, Monthly, Quarterly and Annual returns to NSE/SEC.
• Report of Daily transactions of above threshold to NFIU, EFCC & SEC.
• Investigate, respond and resolving of client's compliant.
• Approve and recommend for approval client's payment request.
• Vet and approve client's mandate Buy/Sales.
• Liaising with various registrars on behalf of the company.
• Supervising Customer’s Service Desk.
• Supervise and monitor the general operations of the company.
• Liaising with regulatory authority on behalf of the organization.
• Organize and train members of Staff on AML/CFT training.
• Advice and inform the management of the new rules formulated by NSE/SEC
• Authorize clients KYC and account opening.
• Authorize clients Inter Member Transfer In & Out.

Job Requirments

• Candidates should possess a Bachelor's Degree qualification.
• 5 - 10 years work experience.

Salary
N150,000 - N200,000 monthly

How to Apply
Interested and qualified candidates should send their Curriculum Vitae (CV) to: [email protected] using the Job Title as the subject of the e-mail

Application Deadline  30th July, 2021.